Conduct Risk and Culture

This advanced course tackles the emerging and critical area of **Conduct Risk**, which is driven by the behavior of employees and the overall organizational culture. Conduct risk arises when staff actions lead to poor outcomes for customers, markets, or the organization, resulting in regulatory fines and loss of trust. Participants will learn how to assess the current risk culture, identify behavioral drivers of misconduct, and implement proactive measures and incentives to drive ethical behavior. The training emphasizes the shift from rules-based compliance to principles-based cultural governance, essential for long-term stability and integrity.