This comprehensive course provides an overview of the major global AML/CFT regulatory frameworks and their implementation across different jurisdictions. Participants will explore the key regulations from major financial centers including the US, EU, UK, and Asia-Pacific regions, understanding both the common principles and jurisdictional variations. The course covers regulatory bodies, enforcement trends, and compliance expectations across different regions. Through comparative analysis and case studies, learners will develop the knowledge needed to navigate the complex global regulatory landscape and implement effective cross-border compliance programs.
Introduction to Key Global AML/CFT Regulations
Anti-Money Laundering AML/CFT
October 25, 2025
Introduction
Objectives
Key Learning Objectives:
- Understand the major global AML/CFT regulatory frameworks
- Learn key regulatory requirements in major financial centers
- Identify common principles and jurisdictional variations
- Understand regulatory enforcement trends and priorities
- Learn to navigate cross-border compliance requirements
- Develop skills in regulatory change management
- Understand the role of international standard-setting bodies
- Learn best practices for multi-jurisdictional compliance
- Develop awareness of emerging regulatory trends
Target Audience
- International compliance professionals
- Multinational corporation compliance staff
- Financial institution legal and compliance teams
- Regulatory affairs professionals
- Consultants and advisors in financial compliance
- Students pursuing international compliance careers
- Fintech and digital asset compliance personnel
- Corporate governance professionals
Methodology
- Comparative regulatory analysis exercises
- Case studies of cross-border enforcement actions
- Group discussions on jurisdictional challenges
- Regulatory change simulation exercises
- Expert speaker sessions on regional frameworks
- Research assignments on specific jurisdictions
- Compliance program design workshops
Personal Impact
- Enhanced understanding of global regulatory landscape
- Improved ability to navigate cross-border compliance
- Stronger regulatory analysis and interpretation skills
- Better awareness of enforcement trends and priorities
- Increased confidence in multi-jurisdictional compliance
- Career development in international compliance roles
Organizational Impact
- Reduced cross-border compliance risks
- Enhanced regulatory relationships across jurisdictions
- More effective global compliance program implementation
- Improved regulatory change management
- Stronger risk management of international operations
- Better preparation for international regulatory examinations
Course Outline
Unit 1: International Standards and Framework
Global Standard Setters- Financial Action Task Force (FATF) recommendations
- Basel Committee on Banking Supervision
- International Organization of Securities Commissions
- World Bank and IMF roles and influence
- Mutual evaluation processes
- International cooperation and information sharing
- Extra-territorial application of regulations
- Sanctions and enforcement coordination
Unit 2: United States Regulatory Framework
Key US Regulations- Bank Secrecy Act (BSA) requirements
- USA PATRIOT Act provisions
- OFAC sanctions programs
- FinCEN rules and guidance
- Federal Reserve and OCC requirements
- FDIC and NCUA expectations
- SEC and CFTC regulations
- Enforcement trends and case studies
Unit 3: European Union Regulatory Framework
EU Directives and Regulations- AMLD evolution and current requirements
- 6th Anti-Money Laundering Directive
- EU sanctions regimes
- EMT Regulation and wire transfer requirements
- Member state transposition variations
- European Banking Authority role
- National competent authorities
- Enforcement case studies
Unit 4: United Kingdom and Asia-Pacific Frameworks
UK Regulatory System- Money Laundering Regulations
- Financial Conduct Authority expectations
- National Crime Agency role
- Post-Brexit regulatory developments
- Hong Kong and Singapore frameworks
- Australia and New Zealand requirements
- Japan and South Korea systems
- Emerging market regulations
Unit 5: Cross-Border Compliance Management
Multi-jurisdictional Challenges- Conflicting regulatory requirements
- Group-wide compliance programs
- Local vs global standards application
- Information sharing restrictions
- Regulatory change management
- Horizon scanning and impact assessment
- Industry collaboration and information sharing
- Emerging regulatory priorities
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